| 10-04965 | 10/04/2012 | Claimant(s): Brian O'Grady, The O'Grady Family Partnership, Ltd.
Claimant Lawyers(s): Sheldon E. Richie
Respondent(s): Brett Schulick, David Miller, River Oaks Capital Management.
Respondent Lawyers(s): Andrew Leibowitz
Arbitrator(s): Philip I. McConnell, Lynne M. Gomez, William R. Jonson
Hearing Site: Houston, TX
|  | $3,988,180 |
| 11-01879 | 02/28/2012 | Claimant(s): David Miller
Claimant Lawyers(s): David G. Miller
Respondent(s): Matthew Dailey, Genworth Financial Securities Corp
Respondent Lawyers(s): James W. Shay
Arbitrator(s): Thomas C. Wagner
Hearing Site: Pittsburgh, PA
| | $163 |
| 09-05916 | 08/05/2010 | Claimant(s): David Miller
Claimant Lawyers(s): William G. Leonard
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | |
| 08-04519 | 11/13/2009 | Claimant(s): Nick C. Dailey and Rose Marie Dailey
Claimant Lawyers(s): Rene J. Kern
Respondent(s): David Miller, Mutual Securities.
Respondent Lawyers(s): David R. Miller, Jason T. Dennett
Arbitrator(s): Robert D. Sussin, Grace L. Heyne, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
