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FINRA Awards for River Oaks Capital Management.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0496510/04/2012Claimant(s): Brian O'Grady, The O'Grady Family Partnership, Ltd.
Claimant Lawyers(s): Sheldon E. Richie
Respondent(s): Brett Schulick, David Miller, River Oaks Capital Management.
Respondent Lawyers(s): Andrew Leibowitz
Arbitrator(s): Philip I. McConnell, Lynne M. Gomez, William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$3,988,180

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