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FINRA Awards for Paul E. Dahlman

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Displaying 21-28 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0328803/02/2015Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Kelly K. Herren, Michael G. Clark, Paul E. Dahlman
Hearing Site: Las Vegas, NV
Checkmark Icon$184,391
12-0228712/03/2014Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Alan Mann
Respondent Lawyers(s): David Liebrader
Arbitrator(s): A. Joel Klein, Paul E. Dahlman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
11-0065407/09/2012Claimant(s): Larry Haas, Roblar
Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser
Respondent(s): Anthony Thompson
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Thomas A. Culbertson, Paul E. Dahlman, George Frederick Garris
Hearing Site: Las Vegas, NV
Checkmark Icon$0
10-0475706/15/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Robert Soucy
Respondent Lawyers(s): Robert Henri Soucy
Arbitrator(s): Alan J. Duncan, Herbert Murez, Paul E. Dahlman
Hearing Site: Las Vegas, NV
10-0389010/21/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Andrew Quinn
Respondent Lawyers(s): Stephen H. Osborne
Arbitrator(s): Paul E. Dahlman
Hearing Site: Reno, NV
10-0077009/10/2010Claimant(s): John Schmidt
Claimant Lawyers(s): John J. Schmidt
Respondent(s): Kenneth Finkelson, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael P. Zwirko
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
Checkmark Icon$9,213
07-0044607/31/2008Claimant(s): Brent Cowin, Rock Mirich
Claimant Lawyers(s): Marie Mirch
Respondent(s): David Winchell, Jeffrey Graves, Julie Castle, Keith Schmidt, Lisa Dry, Mary With, Matthew Howard, Banc of America Investment Services Inc., Pat Jagielski, William Tanem, Bank of America
Respondent Lawyers(s): Bryce K. Kunimoto
Arbitrator(s): David W. Dresnick, Geoffrey A. VanderPal, Paul E. Dahlman
Hearing Site: Las Vegas, NV
06-0293611/15/2007Claimant(s): James F. Riley, IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Patricia Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil Baritz
Arbitrator(s): Merrill Dean Taylor, Paul E. Dahlman, William Patterson Cashill
Hearing Site: Reno, NV
Checkmark Icon$605,090

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