| 20-02318 | 02/05/2021 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Dellaporta
Respondent Lawyers(s): Michael Joseph Dellaporta
Arbitrator(s): Steven Gerard Goerke, Michael Mazor, Jay Andrew Meyers
Hearing Site: Boca Raton, FL
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| 20-02212 | 02/02/2021 | Claimant(s): Jacob Goddard
Claimant Lawyers(s): James P Galvin
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Salt Lake City, UT
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| 20-01850 | 01/29/2021 | Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
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| 20-01735 | 01/26/2021 | Claimant(s): John Lynch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI
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| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 17-00102 | 12/15/2020 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services, Li-lin Hsu
Respondent Lawyers(s): Chad Weaver, Li-lin Hsu
Arbitrator(s): Lois J. Cox, Milton N. Gross, Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 20-00381 | 12/10/2020 | Claimant(s): Steven Lopez
Claimant Lawyers(s): James Eccleston
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services, Olde Discount Corporation
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Frank Samuelsohn, Kenneth N. Adamson, Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 20-02072 | 12/10/2020 | Claimant(s): Michael Koob
Claimant Lawyers(s): Ansis V. Viksnins
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman, LaVon C. Phillips, Matthew E. Piermantier
Hearing Site: Minneapolis, MN
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| 20-00846 | 12/02/2020 | Claimant(s): Sharon Meyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
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| 20-01662 | 11/25/2020 | Claimant(s): Michael Schumacher
Claimant Lawyers(s): Christopher R. Sall
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
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