19-02867 | 04/05/2021 | Claimant(s): Michael Reis Claimant Lawyers(s): Sheilah R. McLaughlin Respondent(s): LPL Financial LLC Respondent Lawyers(s): John D. Stewart Arbitrator(s): Michael L. Lyons, Gregory Hunter Mathews, John J. Mager Hearing Site: Augusta, ME
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18-01404 | 02/11/2020 | Claimant(s): Min Zhao, Tianjian Sun Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): John D. Stewart Arbitrator(s): Hearing Site: New York, NY
| | $75,000 |
18-03577 | 08/05/2019 | Claimant(s): Robert Cannella Claimant Lawyers(s): John D. Stewart Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
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18-03591 | 04/02/2019 | Claimant(s): Mark Miller Claimant Lawyers(s): John D. Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
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18-00971 | 09/21/2018 | Claimant(s): Robert Debbs Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
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17-00853 | 02/12/2018 | Claimant(s): Craig Price Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Frederick P. Hartman, Richard W. Epstein, Gilbert A. Schnirman Hearing Site: Boca Raton, FL
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17-00893 | 10/11/2017 | Claimant(s): Matthew Shafer Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): David G. Pittinos, Richard S. Herman, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
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