FINRA Awards for Lisa B. Dodge

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02423	06/22/2012	Claimant(s): Thomas Symonds, Thomas B Symonds, TTEE Claimant Lawyers(s): Thomas B Symonds Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert J. Walter Hearing Site: Orlando, FL		$575
09-07051	03/11/2011	Claimant(s): Ross Carter and Jane Carter Claimant Lawyers(s): Robert K. Savage Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Diana A. Weiner, Jason D. White, Oliver J. Janney Hearing Site: Tampa, FL		Expungement
09-02083	03/25/2010	Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS Claimant Lawyers(s): Alan Foxman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert Hearing Site: Boca Raton, FL		$0
08-03217	08/31/2009	Claimant(s): Melissa Kreisberg, Wayne Kreisberg Claimant Lawyers(s): Neil B. Solomon Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Monroe Mitchel, Marc Scott Shapiro, Allen J. Lefton Hearing Site: Boca Raton, FL		$40,000
07-01027	12/21/2007	Claimant(s): Margaret Welch Claimant Lawyers(s): Margaret Ann Welch Respondent(s): Morgan Stanley DW Inc., Robert Glover Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage Hearing Site: Orlando, FL		$0