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FINRA Awards for Mary Elizabeth Skelnik

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Displaying 11-20 out of 32 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0217401/05/2022Claimant(s): Bryan Forstman
Claimant Lawyers(s): David Vermont
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Birmingham, AL
Checkmark Icon$7,100
20-0111411/10/2021Claimant(s): Richard Dudley, R. Dudley on behalf of his IRA accts, R. Dudley AIF for spouse, Anna A. Dudley
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Charles McGarry
Hearing Site: Dallas, TX
Checkmark IconExpungement
20-0276711/10/2021Claimant(s): Beverly R. McCullough, Thomas W. McCullough
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): KCD Financial.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): William A. Fynes, Mary Elizabeth Skelnik, Melissa Nycole Hearon
Hearing Site: Dallas, TX
Checkmark IconExpungement
19-0355308/02/2021Claimant(s): Camille King, Scottow King
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeff Goldman
Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Demetria Charissee Howard
Hearing Site: Dallas, TX
Checkmark Icon$0
18-0374101/24/2020Claimant(s): Donna Kun
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Carty & Company.
Respondent Lawyers(s): John J. Heflin
Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Dallas, TX
Checkmark Icon$0
19-0008510/30/2019Claimant(s): Palm Beach Equity Financing Fund
Claimant Lawyers(s): John W. Townshend
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Alison M. Gutierrez
Arbitrator(s): Mary Elizabeth Skelnik, Sheldon Weinhaus, Joseph Neal Richardson
Hearing Site: Little Rock, AR
Checkmark Icon$0
17-0123003/20/2019Claimant(s): Richard Malouf, Stephanie Malouf, Gavin J. Malouf, Richard J. Malouf II, Sunny N. Malouf, Richard John Malouf IRA, Stephenie Leanne Malouf IRA, 2009 Strait Lane Family LP, RJM 2008 Irrevocable Trust, Richard John Malouf II Trust, Stephenie L. Malouf TTEE U/A
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Monteiro
Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Zachary Charles Haston
Hearing Site: Dallas, TX
Checkmark IconExpungement
17-0061202/28/2019Claimant(s): Sandi Hamm
Claimant Lawyers(s): Kerry L. Pedigo
Respondent(s): Erick Kuebler, J.P. Morgan Securities
Respondent Lawyers(s): Matthew Baum, Terry R. Weiss
Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$114,561
18-0324202/26/2019Claimant(s): Penny Eiffert
Claimant Lawyers(s): Penny P. Eiffert
Respondent(s): Chance Hodges, Erin Stieler, Karen Wilson Thissen, Susan Johnk, Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H, Crowder
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: New Orleans, LA
Checkmark Icon$0
17-0222112/18/2018Claimant(s): George Porter, George W. Porter, Jr., IRA, Porter Living Trust
Claimant Lawyers(s): Stephen D. Wadsworth
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Birmingham, AL
Checkmark Icon$221,663

32 Results

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