| 16-03333 | 06/07/2017 | Claimant(s): Christopher Ort
Claimant Lawyers(s): Christopher J. Ort
Respondent(s): Daniel Weninger
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Rody P. Biggert
Hearing Site: Milwaukee, WI
|  | Expungement |
| 16-01661 | 05/18/2017 | Claimant(s): James White, Janet White
Claimant Lawyers(s): Mark E. Sanders
Respondent(s): Craig Franzke, Optionshouse
Respondent Lawyers(s): Craig Charles Franzke, Meredith F. Hoffman
Arbitrator(s): Randall B. Gold, David E. Jarvis, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | $272,776 |
| 16-00336 | 05/17/2017 | Claimant(s): Kathy McKendry
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): TD Ameritrade Clearing., Kirk Spano, Bluemound Asset Management
Respondent Lawyers(s): Amanda Wright, Kirk Spano
Arbitrator(s): P. J. Boylan, David J. Hase, Philip J. Glick
Hearing Site: Milwaukee, WI
| | Stipulated Award |
| 16-02431 | 01/30/2017 | Claimant(s): Thomas Freitag
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Milwaukee, WI
| | |
| 15-02479 | 12/23/2016 | Claimant(s): Landaas & Company
Claimant Lawyers(s): Ross A. Anderson
Respondent(s): Paul Coldagelli
Respondent Lawyers(s): Shepard A. Davis
Arbitrator(s): Terry F. Peppard, James Richard Carlson, Dennis M. Selby
Hearing Site: Milwaukee, WI
| | |
| 15-02088 | 09/28/2016 | Claimant(s): Joyce Reuter, Keith Reuter
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Jerome Krause
Respondent Lawyers(s): Jerome Scott Krause
Arbitrator(s): Stuart S. Mukamal
Hearing Site: Milwaukee, WI
| | $618,360 |
| 15-01145 | 08/10/2016 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Gerald Burns
Respondent(s): Christian Harkness
Respondent Lawyers(s): Stephen L. Morgan
Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | |
| 16-00179 | 07/12/2016 | Claimant(s): Jacob Gelfand
Claimant Lawyers(s): Jacob Gelfand
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
| | $38 |
| 15-03365 | 06/09/2016 | Claimant(s): Joseph Pankowski
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Colin Archer, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
| | $19,790 |
| 15-02590 | 06/06/2016 | Claimant(s): Arline Schaubach
Claimant Lawyers(s): Nicole Iannarone
Respondent(s): Tim Gerds, U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): Rody P. Biggert
Hearing Site: Milwaukee, WI
| | $5,200 |
