FINRA Awards for Jennifer P. Farrar

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Displaying 41-46 out of 46 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02765	04/20/2021	Claimant(s): Timothy Hassell Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Roth Capital Partners Respondent Lawyers(s): Richard Platt Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
20-03106	04/16/2021	Claimant(s): George Koulouris Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Halden R. Schwallie Arbitrator(s): Stuart M. Schwartz Hearing Site: Syracuse, NY
20-01997	04/10/2021	Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Meeusen Hearing Site: Milwaukee, WI
20-02452	04/09/2021	Claimant(s): Daniel O'Halloran Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Barron Chase Securities Inc. Respondent Lawyers(s): Robert T. Kirk Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL
20-01848	03/23/2021	Claimant(s): Anthony Hladek Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek Arbitrator(s): John J. Neely Hearing Site: Pittsburgh, PA
20-02657	02/18/2021	Claimant(s): Everett Weinberger, William Giordano Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY