FINRA Awards for Earle J. Schwarz

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04690	09/30/2011	Claimant(s): Margaret Marshall, William Marshall Claimant Lawyers(s): Margaret R. Marshall Respondent(s): UBS Financial Services Inc., Kyle Luthy Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL		$0
10-03266	05/10/2011	Claimant(s): Estate of Orpheus Meranda Claimant Lawyers(s): Jason R Creasy Respondent(s): David Schlager, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Earle J. Schwarz Hearing Site: Memphis, TN		Expungement
10-02673	05/02/2011	Claimant(s): John J. Daversa Claimant Lawyers(s): John J. Daversa Respondent(s): Kenneth Cole, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Melinda L. Peevy Arbitrator(s): Earle J. Schwarz Hearing Site: Jackson, MS		$0
09-06739	11/11/2010	Claimant(s): Charles Boone Claimant Lawyers(s): Charles Boone Respondent(s): Harvey Cook, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Earle J. Schwarz Hearing Site: Memphis, TN		$2,018
08-04194	07/09/2010	Claimant(s): Brad Maley, Charles Poole, Ed Holmes, Larry Bagley, Rick Alexander Claimant Lawyers(s): Lee Bowie Respondent(s): MF Global. Respondent Lawyers(s): Stacie R. Hartman Arbitrator(s): Earle J. Schwarz, David T. Maddux, Chadwick L. Shook Hearing Site: Jackson, MS		$0
07-00200	11/26/2008	Claimant(s): Angela Holifield, Sarah Frierson, TTEE of Marital TRT AGMT Claimant Lawyers(s): William M. Cunningham Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Earle Park Kelley, Earle J. Schwarz, Suzette Merriam Foster Hearing Site: Birmingham, AL