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FINRA Awards for William Marshall

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0469009/30/2011Claimant(s): Margaret Marshall, William Marshall
Claimant Lawyers(s): Margaret R. Marshall
Respondent(s): UBS Financial Services Inc., Kyle Luthy
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
Checkmark Icon$0
06-0011808/30/2007Claimant(s): William Marshall, Hartunian Family Trust UTD 3/8/95
Claimant Lawyers(s): David Casterline, Scott R. Shewan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, Allan D. Stampa, Christine Lonzello
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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