Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00486 | 07/24/2015 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Coren Stern Respondent(s): Jerrid Douglas Respondent Lawyers(s): Jerrid Jemal Douglas Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 13-02629 | 10/13/2014 | Claimant(s): Robert Tarlowe, Stuart Tarlowe Claimant Lawyers(s): Robert Lewis Tarlowe, Stuart Alan Tarlowe Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Willard Knox Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 14-01388 | 10/03/2014 | Claimant(s): Joseph Gomes Claimant Lawyers(s): Joseph Gomes Respondent(s): Andrew Garrett Inc. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Sanford S. Stevens Hearing Site: Albany, NY | ||
| 12-00565 | 07/25/2013 | Claimant(s): David Schrohe Claimant Lawyers(s): Jonathan Sack Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Francis X. Dee Arbitrator(s): Sanford S. Stevens, Arthur H. Sobel, Roger L Gavan Hearing Site: New York, NY | ||
| 12-01188 | 05/14/2013 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Yaakov Aspir Respondent Lawyers(s): Yaakov Eliyahu Aspir Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 11-04456 | 04/23/2013 | Claimant(s): Precision Interior Construction Corp. Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Douglas Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY |  | Expungement |
| 11-03080 | 09/26/2012 | Claimant(s): Samuel Borger Claimant Lawyers(s): Samuel J Borger Respondent(s): AXA Advisors Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 11-02405 | 08/23/2012 | Claimant(s): Arnold Schwedock Irrevocable Trust Claimant Lawyers(s): Vincent J. Imbesi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Thomas E. Duggan, Sanford S. Stevens, Barry Steven Port Hearing Site: New York, NY | | $0 |
| 10-05557 | 12/15/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): David Song Respondent Lawyers(s): David Song Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 11-00386 | 07/06/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Julian W. Wells Respondent(s): James Porrazzo Respondent Lawyers(s): James M. Porrazzo Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY |