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FINRA Awards for Marguerite B. Filson

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0690505/27/2011Claimant(s): US Airways.
Claimant Lawyers(s): Michael J. Baratz
Respondent(s): George Perry, Joseph Arena, Lars Jacobson, Roland Hansalik
Respondent Lawyers(s): Philip E. Cook
Arbitrator(s): Marguerite B. Filson, Sally Jane Sancimino, Maya Steinitz
Hearing Site: New York, NY
Checkmark Icon$15,000,000
09-0178703/31/2011Claimant(s): Daniel Farash
Claimant Lawyers(s): Louis F. Burke
Respondent(s): UBS Financial Services Inc., Steven Feit
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): J. Martin McDonough, Marguerite B. Filson, Frank Irizarry
Hearing Site: New York, NY
Checkmark Icon$0
08-0252912/29/2009Claimant(s): Andrew Walzer
Claimant Lawyers(s): Andrew I. Walzer
Respondent(s): Gerard Koske, Muriel Siebert & Co.., Muriel Siebert, National Financial Services LLC
Respondent Lawyers(s): Hiram D. Gordon, Michael G. Shannon
Arbitrator(s): Michael H. DuBoff, Marguerite B. Filson, Michael L. Moran
Hearing Site: New York, NY
Checkmark Icon$0
08-0205906/10/2009Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Brian Radoo, Next Financial Group.
Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley
Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen
Hearing Site: New York, NY
06-0378904/16/2009Claimant(s): John Gaffney
Claimant Lawyers(s): Richard A. Herman
Respondent(s): Andrew Grillo, George Batelli Jr., Citigroup Global Markets., Maribeth Robinson, Peter Liebeskind, Steven Torrico
Respondent Lawyers(s): Christopher M. Galusha, Kevin B. Walker
Arbitrator(s): Charles A. Crocco, Marguerite B. Filson, Howard Breindel
Hearing Site: Newark, NJ
07-0135307/24/2008Claimant(s): Fran Brunwasser
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Eric Weisblum, Rushmore Capital.
Respondent Lawyers(s): Carole R. Bernstein
Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp
Hearing Site: New York, NY
Checkmark IconExpungement
07-0324105/13/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Peter Hirshfield
Respondent Lawyers(s): Peter Hirshfield
Arbitrator(s): Marguerite B. Filson
Hearing Site: New York, NY
Checkmark Icon$0

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