08-00500 | 01/28/2011 | Claimant(s): Marcia Sternlieb Claimant Lawyers(s): Brian H. Reis Respondent(s): Jason Woessner, Stanley Brooks, Brookstreet Securities Corp. Respondent Lawyers(s): H Thomas Fehn, Jason Woessner Arbitrator(s): John Steve Azadian, Muriel Desloovere, Edith N. Dinneen Hearing Site: Clearwater, FL
| | $1,150 |
09-06267 | 01/27/2011 | Claimant(s): Arthur Rodriguez Claimant Lawyers(s): Robert C. Stokes Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Vallo Arbitrator(s): Edith N. Dinneen, Michael William Landsberg, Oliver J. Janney Hearing Site: Tampa, FL
| | $0 |
09-05556 | 05/21/2010 | Claimant(s): John Sellers Claimant Lawyers(s): John Garnet Sellers Respondent(s): Donald Wojnowski, Steven Rabinovici, Empire Financial Group., Empire Investment Advisors., Jesup & Lamont Inc., Jesup & Lamont Securities Corp, Penson Financial Services. Respondent Lawyers(s): Mark Cuccaro, Todd A. Zuckerbrod Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL
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08-03571 | 03/05/2010 | Claimant(s): David Solger, Jimmy Ackerman, Judith Solger Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Robert Dokken Respondent Lawyers(s): Robert S. Dokken Arbitrator(s): Edith N. Dinneen, Linda L. Busby, Alexander Myers Hearing Site: Tampa, FL
| | $191,590 |
08-04321 | 02/01/2010 | Claimant(s): Abid A. Shah Trust UAD 9/12/92 Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse Hearing Site: Tampa, FL
| | $255,000 |