FINRA Awards for Debra Black Leo

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02474	03/17/2016	Claimant(s): Daniel Harkins Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Karla Y. Vogel, Debra Black Leo, Clarence H. Hampton Hearing Site: Birmingham, AL		Expungement
12-02303	06/19/2013	Claimant(s): Ahmad Shah Jalil, Shah S. Jalil C/F Maurie S. Jalil UTTMA, Shah S. Jalil C/F Sarah E. Jalil UTTMA Claimant Lawyers(s): Charles M. Thompson Respondent(s): BBVA Compass Investment Solutions, Sterne, Agee & Leach. Respondent Lawyers(s): M. Lee Johnsey, Rebecca A. Beers Arbitrator(s): Earle J. Schwarz, Debra Black Leo, Stephen Edward Cundiff Hearing Site: Birmingham, AL		Expungement
10-00119	09/20/2011	Claimant(s): Delana Blake Claimant Lawyers(s): J. Gusty Yearout Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo Hearing Site: Birmingham, AL		$190,000
08-02640	08/10/2009	Claimant(s): Virginia G. Stevens & Ben R. Stevens Claimant Lawyers(s): James C. Alison Respondent(s): Gerald Hester, Colonial Brokerage. Respondent Lawyers(s): Larry B. Childs Arbitrator(s): Steven P. Gregory, Randy J. Johnston, Debra Black Leo Hearing Site: Birmingham, AL		$0