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FINRA Awards for CCO Investment Services Corp.

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Displaying 21-30 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0235901/23/2012Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): John Macphee
Respondent Lawyers(s): Lee Stephen MacPhee
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
11-0092611/22/2011Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ronald Aungst
Respondent Lawyers(s): Ronald A Aungst
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
10-0491707/13/2011Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ted Poulos
Respondent Lawyers(s): Ted Alex Poulos
Arbitrator(s): Roland L. Olzark
Hearing Site: Pittsburgh, PA
10-0032704/15/2011Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Jaime Baumler
Respondent Lawyers(s): David K. Silverberg
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
09-0075901/06/2011Claimant(s): Rhonda Waksman
Claimant Lawyers(s): Richard W. Kelly
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Jayme L. Butcher
Arbitrator(s): Kathleen K. Murphy, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
Checkmark Icon$40,323
09-0645412/10/2010Claimant(s): Grand Circle LLC
Claimant Lawyers(s): Thomas J. Butters
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Michael T. McCormack
Arbitrator(s): Nancy E. Watters, Evalyn Lipton Fishbein, Maxwell J. Mahoney
Hearing Site: Boston, MA
Checkmark Icon$0
09-0633211/11/2010Claimant(s): Glenn Corliss
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Jayme L. Butcher
Arbitrator(s): Paul H. McKenna, Donald J. Gilbert, Cory Owen Daschbach
Hearing Site: Pittsburgh, PA
Checkmark Icon$56,865
08-0222708/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ismail Jamoua
Respondent Lawyers(s): Michael L. Pitt
Arbitrator(s): Marvin I. Horowitz, Nancy R. Papo, Lee Hornberger
Hearing Site: Detroit, MI
08-0495408/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Mark Minnucci
Respondent Lawyers(s): Mark James Minnucci
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
08-0418807/31/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Carlos Martinez
Respondent Lawyers(s): Carlos Alberto Martinez
Arbitrator(s): Cheryl Feldman, Martin H. Zern, Adelfa Ann Lugo
Hearing Site: New York, NY

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