FINRA Awards for Katelyn H. Wilson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-28 out of 28 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02703	05/13/2022	Claimant(s): Peter Joers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
21-01519	03/25/2022	Claimant(s): Ian Fuller Claimant Lawyers(s): Ronald D. Shindler Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): James M. Rhodes Hearing Site: New York, NY
21-01745	02/28/2022	Claimant(s): Dax Williamson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA
21-01316	02/10/2022	Claimant(s): Damon Slepian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
21-02004	02/08/2022	Claimant(s): Jared Zuflacht Claimant Lawyers(s): Seth E. Lipner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
21-02274	01/21/2022	Claimant(s): C. Weissing Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
21-01323	12/14/2021	Claimant(s): Daniel O'Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): William E. Nuckel Hearing Site: New York, NY
16-02133	05/10/2018	Claimant(s): Josue Delucca Colon, Sandra Velilla Ortiz Claimant Lawyers(s): Eric Norstedt Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Katelyn H. Wilson, Roberto Quinones-Rivera Arbitrator(s): Sherry R. Wetsch, Jane C. Carney, Jack A. Helms Hearing Site: San Juan, PR		Expungement