10-04454 | 06/09/2011 | Claimant(s): Edward Murray Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): William H. Fleece Hearing Site: Clearwater, FL
| | $25,425 |
08-03006 | 12/29/2010 | Claimant(s): Bradford Guthrie, Mary Guthrie Claimant Lawyers(s): Bradford G. Guthrie, Mary M. Guthrie Respondent(s): Harold Hays, John Hand, Merrill Lynch Pierce Fenner & Smith Inc., Rick Lessley, Robert Jurkiewicz Respondent Lawyers(s): Julie W. Portera Arbitrator(s): George A. Sawyer, Prince C. Chambliss, David Freeman Hearing Site: Birmingham, AL
| | $0 |
08-03677 | 06/09/2010 | Claimant(s): Paramount Vending., Albert Miniaci Revocable Trust, Beatriz Miniaci Revocable Trust, Dominick Miniaci Revocable Trust, Rose Miniaci Revocable Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Burt R. Rose, Michael S. Davidoff, Stanley M. Goldberg Hearing Site: Ft. Lauderdale, FL
| | $990,110 |
08-04967 | 04/30/2010 | Claimant(s): Henri Blain Claimant Lawyers(s): Nicki Samson Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS. Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks Arbitrator(s): Stan West, John C. Newsom, James W. Geiger Hearing Site: Ft. Lauderdale, FL
| | $0 |
08-03676 | 02/22/2010 | Claimant(s): Mei-Fang Chan Claimant Lawyers(s): Mei-Fang Chan Respondent(s): Hugh Parish, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Thomas A. Snyder, Steven P. Gregory, John G. Manley Hearing Site: Birmingham, AL
| | $8,475 |
08-04300 | 06/19/2009 | Claimant(s): Curtis Stewart Claimant Lawyers(s): John N.C. Ledbertter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL
| | $0 |
08-04503 | 05/13/2009 | Claimant(s): Sylvia Ferber TTEE U/A 11/13/97 by Sylvi Claimant Lawyers(s): Mark A. Tepper Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): William R. Alheim Hearing Site: Boca Raton, FL
| | $24,415 |