FINRA Awards for Bruce Guarino

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 30 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03723	08/27/2013	Claimant(s): Katharine Hazen, Kirk Hazen Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Patricia Gunn Hearing Site: Orlando, FL		Expungement
11-03110	08/26/2013	Claimant(s): James Brunner, Louise Brunner Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL		Expungement
11-03109	07/23/2013	Claimant(s): Lincoln Mendez Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Joseph L. Bernstein Hearing Site: Ft. Lauderdale, FL		Expungement
11-03539	07/19/2013	Claimant(s): Lois Padgett, Vic Padgett Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Amelia F. Adams Hearing Site: Indianapolis, IN		Expungement
11-04134	07/01/2013	Claimant(s): Randall Strider, Roland Stout, Randy and Randy. Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC		Expungement
11-04165	05/28/2013	Claimant(s): Douglas Ray Cheek D/P/A for Bobby Cheek Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Patricia Ann Tracey Hearing Site: Charlotte, NC		Expungement
12-00037	05/28/2013	Claimant(s): Estelle Kranzberg, Morris Kranzberg Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Richard S. Zaifert Hearing Site: Boca Raton, FL		Expungement
11-04063	05/24/2013	Claimant(s): Steven Mink Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Robert J. Ambrogi Hearing Site: Augusta, ME		Expungement
11-03373	05/10/2013	Claimant(s): Crown Metal Employee Manufacturing Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL		Expungement
11-04199	04/25/2013	Claimant(s): Philip Gold Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Mitchell S. Friedman Hearing Site: New York, NY		Expungement