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FINRA Awards for Roland Stout

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0276512/04/2013Claimant(s): Margie Christian, Roland Stout, NNN Aventura Harbor Center 27, NNN Aventura Harbor Center 28, NNN Sienna Office Park One 26
Claimant Lawyers(s): David Liebrader
Respondent(s): Mark Whitley, Phillip Whitley
Respondent Lawyers(s): Phillip Thomas Whitley
Arbitrator(s): Lisa Bass Morris, Richard E. Miley
Hearing Site: Charlotte, NC
Checkmark IconExpungement
11-0413407/01/2013Claimant(s): Randall Strider, Roland Stout, Randy and Randy.
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark IconExpungement

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