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FINRA Awards for Philip Gold

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0419904/25/2013Claimant(s): Philip Gold
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY
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