| 17-02332 | 06/22/2018 | Claimant(s): Stephen Seremetis
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
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| 17-02925 | 05/10/2018 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
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| 17-01549 | 04/26/2018 | Claimant(s): Peter Marketos
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
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| 15-01548 | 03/31/2016 | Claimant(s): Gary Cremo
Claimant Lawyers(s): Christine A. Page
Respondent(s): Oppenheimer & Co.., Raymond James Financial Services.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman
Hearing Site: Los Angeles, CA
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| 12-00902 | 08/01/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): John Ebanietti
Respondent Lawyers(s): John Blaise Ebanietti
Arbitrator(s): Alan Shaw
Hearing Site: Newark, NJ
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| 11-04518 | 06/13/2012 | Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willougby
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
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| 10-05250 | 05/16/2012 | Claimant(s): Zvi Streit, The Streit Living Trust
Claimant Lawyers(s): George A Shohet
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Susan B. Gans-Smith, Robert B. Hansohn, David L. Maislen
Hearing Site: Los Angeles, CA
|  | $143,400 |
| 11-03083 | 03/27/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Michael Hester
Respondent Lawyers(s): Michael John Hester
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 10-02884 | 01/10/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Martin Zalin
Respondent Lawyers(s): Martin Harris Zalin
Arbitrator(s): C. Sidney Lester
Hearing Site: New York, NY
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| 10-04311 | 04/19/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Joseph Morrissey
Respondent Lawyers(s): Joseph Thomas Morrissey
Arbitrator(s): Howard S. Quinn
Hearing Site: New York, NY
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