FINRA Awards for David I. Hantman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 61-70 out of 220 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00551	12/14/2022	Claimant(s): Joanne Henry Claimant Lawyers(s): Joanne J. Henry Respondent(s): UBS Financial Services Inc., Raymond Hart, Sam Giliberti Respondent Lawyers(s): David I. Hantman, Omar Perez Arbitrator(s): Keely D. Parr Hearing Site: New York, NY		Expungement
22-02135	12/05/2022	Claimant(s): Harrison Hoyes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
22-01867	11/29/2022	Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE
22-01726	11/08/2022	Claimant(s): Brent Lane Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
20-02402	07/26/2022	Claimant(s): Suzann Terry Smith Claimant Lawyers(s): Matthew Thibaut Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Sam Gowin, Laverne Lewis Gaskins, Lakeya Brantley Hearing Site: Atlanta, GA		Expungement
22-00534	07/14/2022	Claimant(s): Beatriz Luna Vida Claimant Lawyers(s): David I. Hantman Respondent(s): Santander Securities LLC Respondent Lawyers(s): Jorge I. Peirats Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
20-02086	06/15/2022	Claimant(s): Shawn Parr, TTEE of Parr Family Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Herbert Liberman, Randy R. Maher, William Richard Espino Hearing Site: San Diego, CA		Expungement
22-00679	06/09/2022	Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
22-00359	05/13/2022	Claimant(s): Roderick Von Lipsey Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
19-03520	05/04/2022	Claimant(s): Abbas Azimi Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Herbert Liberman, Kevin K. Forrester, Randall B Christison Hearing Site: San Diego, CA		Expungement