| 16-00018 | 03/03/2017 | Claimant(s): Shawn Kesterson
Claimant Lawyers(s): Shawn Kesterson
Respondent(s): Jim Pinegar, Judy Pinegar
Respondent Lawyers(s): Jim Pinegar, Judy Pinegar
Arbitrator(s): Thomas A. Martin, Heath O. Lauseng, Scott Hooper
Hearing Site: Houston, TX
| | Expungement |
| 14-01405 | 06/15/2016 | Claimant(s): Kenneth Adams
Claimant Lawyers(s): Kenneth W. Adams
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Thomas A. Martin, Edward Thomas Leech, Victoria P Jalo
Hearing Site: Houston, TX
|  | $0 |
| 14-03170 | 09/01/2015 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol H. Li
Respondent(s): Elizabeth Smith
Respondent Lawyers(s): Elizabeth Smith
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | |
| 13-02325 | 04/23/2014 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Reid
Respondent(s): Marlon Gagni
Respondent Lawyers(s): Marlon Winston Gagni
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | |
| 11-03614 | 08/08/2013 | Claimant(s): The Estate of James M. Grisebaum
Claimant Lawyers(s): Eric Lipper
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Thomas A. Martin, Juanita D. McKethan, Brian James Tagtmeier
Hearing Site: Houston, TX
| | Expungement |
| 09-06655 | 03/09/2011 | Claimant(s): Adela Collado, Charles Colvin, Daniel Sears, Dawn Schuessler, Don Jones, Elizabeth Stein, Jimmy Burke, Jose Collado, Judy Strickland, Kenneth Sears, Nancy Gordon, Peggy Burke, Reine Sears, Richard Arispe, Shana Stein, Susan Hackney, Suzann Jones, Todd Burke, William Rhodes, C & C Erection Inc.
Claimant Lawyers(s): Paul J. Dobrowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Thomas A. Martin, Raymond C. Kerr, Maurice J. Fallas
Hearing Site: Houston, TX
| | $0 |
| 07-01043 | 02/09/2011 | Claimant(s): Jean Hughes
Claimant Lawyers(s): Hal K. Gillespie
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Katherine E. Flanagan
Arbitrator(s): Preston A. Trimble, Thomas A. Martin, Charles S. Chester
Hearing Site: Houston, TX
| | |
| 07-00450 | 11/16/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): James Bell
Respondent Lawyers(s): Walter Jefferson
Arbitrator(s): Thomas A. Martin, Bertrand C. Moser, Joshua D. Wallach
Hearing Site: Houston, TX
| | |
