| 14-01852 | 05/24/2016 | Claimant(s): William Gilmer, William B. Gilmer Living Trust
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Harold Hilton, Jeffrey Sims, Kathleen Lindeke, Leslie Cannon, Mark Mccloskey, Melissa Andrews, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Harold Scott Hilton, John A. Bender, Justin C. Sawyer, Philip Anthony Pizelo
Arbitrator(s): Douglas Martin Crow, Brian B. Egan, Reuel Kenneth Fish
Hearing Site: Portland, OR
|  | Expungement |
| 14-01603 | 02/22/2016 | Claimant(s): Richard Jensen, Jensen Enterprises.
Claimant Lawyers(s): Han Le, Kenneth J. Catanzarite
Respondent(s): John Misner
Respondent Lawyers(s): Wright A. Noel
Arbitrator(s): William P. Bergsten, Jonathan W. Kaiser, Paul R. Meyer
Hearing Site: Seattle, WA
| | $0 |
| 14-02077 | 11/23/2015 | Claimant(s): John Haas, Kathy Haas, NNN Parkway Corporate Plaza 5
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Sagepoint Financial., Peter Shusterman
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Mary Elizabeth Geerdes, Daniel A. Seiver, Randall Brian Christison
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 14-02075 | 07/17/2015 | Claimant(s): Carole Smith, Michael Smith, NNN Parkway Corporate Plaza 10
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): John Notman, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): John Shaw Notman, Nicole Lomibao
Arbitrator(s): William Ziering, Carol Ann Jensen, Arocles Aguilar
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
| 13-03734 | 05/14/2015 | Claimant(s): Stanley Behrens Living Trust dtd July 8
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Rafael De Vengoechea, Sandra Rutan
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Barbara M. Zak, Elliott Zachary Seff, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | Expungement |
