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FINRA Awards for Scottrade Inc.

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Displaying 41-50 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0025408/26/2014Claimant(s): Francis Zimolzak
Claimant Lawyers(s): Francis Zimolzak
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$25
14-0031308/20/2014Claimant(s): Rick Haggstrom
Claimant Lawyers(s): Rick J. Haggstrom
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
Checkmark Icon$213
14-0024808/14/2014Claimant(s): Eric Neumann
Claimant Lawyers(s): Eric V Neumann
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leonard E. Benade
Hearing Site: Birmingham, AL
Checkmark Icon$425
12-0192608/13/2014Claimant(s): Joshua S. and Ronald E. Greenberg
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Scottrade Inc., Scottrade Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jeffrey M. Bain, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0021108/13/2014Claimant(s): Dwayne Lusk and Susan Lusk
Claimant Lawyers(s): Dwayne G. Lusk
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Chandler R Bridges
Hearing Site: Columbia, SC
Checkmark Icon$75
13-0352407/03/2014Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): Harry Redmond, Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Frank W. Virgin
Hearing Site: Atlanta, GA
Checkmark Icon$0
13-0349706/30/2014Claimant(s): Stephen Petrucelli
Claimant Lawyers(s): Stephen G. Petrucelli
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
Checkmark Icon$163
13-0306505/16/2014Claimant(s): Mary Jacobs
Claimant Lawyers(s): Mary Lou Jacobs
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
Checkmark Icon$213
13-0325505/15/2014Claimant(s): Kirk Dravidzius
Claimant Lawyers(s): Kirk Dravidzius
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
Checkmark Icon$300
13-0282704/09/2014Claimant(s): Bruce Jagolinzer
Claimant Lawyers(s): Bruce Martin Jagolinzer
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Samuel H. Chorches
Hearing Site: Augusta, ME
Checkmark Icon$25

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