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FINRA Awards for Mollie Wagner Neal

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Displaying 21-27 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0255010/24/2012Claimant(s): Cherry Westbrook, Jonathon Edens
Claimant Lawyers(s): Edmund J. Novotny
Respondent(s): State Farm Mutual Auto Insurance Company
Respondent Lawyers(s): James J. Oh
Arbitrator(s): James G. Killough, Mollie Wagner Neal, Julieta L Smith
Hearing Site: Atlanta, GA
11-0178409/11/2012Claimant(s): Rollin Park
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors, Harry Oldham, Robert Haggard
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mollie Wagner Neal, David E. Morris, William Clay Gilbert
Hearing Site: Atlanta, GA
Checkmark Icon$0
11-0432006/22/2012Claimant(s): Stephen M. & Jeanine J. Mordecai
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Birmingham, AL
Checkmark Icon$0
10-0582612/01/2011Claimant(s): Debbie Houston, Laura Lett
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$130,300
10-0097311/30/2011Claimant(s): John Speros, John Speros LLC, Michael S. Fletcher & Linda Fletcher, Ronald Reifler Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Mollie Wagner Neal, William P. McCorkle, John H. Beach
Hearing Site: Atlanta, GA
Checkmark IconExpungement
10-0444410/04/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Elliott Moskowitz
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Raleigh, NC
09-0451406/10/2010Claimant(s): Virginia Kaye Corley
Claimant Lawyers(s): Barry D. Broome
Respondent(s): Wachovia Securities, James Stanley, Kathy Daisey, Kim Thomas, Kristin Sarafinis, Luther Reames, Mark Moore, Scott Tittle, Steve Kelleher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Alfred Lee Dingler
Hearing Site: Atlanta, GA
Checkmark Icon$0

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