FINRA Awards for Victoria H. Buter

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-01550	12/13/2019	Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
19-00739	10/24/2019	Claimant(s): Brian Lockett, Morgan Arford Claimant Lawyers(s): John A. Bender Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA
18-00343	11/26/2018	Claimant(s): Karl Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
15-01506	11/08/2016	Claimant(s): Barbara Carney, Leroy Carney Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald S. Green, Jonathan H. Krotinger, Philip Aaron Tymon Hearing Site: Reno, NV		$0
09-05542	03/08/2011	Claimant(s): Arthur Cargill, Maryann Cargill, Cargill-Beacon Point, Cargill-Mansell Plaza Claimant Lawyers(s): Kalju Nekvasil Respondent(s): James Files Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald S. Duerson, Paul F. Faberman, Clifford A. Threlkeld Hearing Site: San Francisco, CA		$87,432
09-05897	01/06/2011	Claimant(s): Mary Calzat, Mary D. Calzat IRA, The Calzat Family Trust, DTD 11/25/98 Claimant Lawyers(s): David S. Harrison Respondent(s): Gregory Bolton, Stephen Wild, Thomas Zielinski, QA3 Financial Corp. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Douglas Edwards, Katherine M. Harmeyer, Merrill Dean Taylor Hearing Site: Las Vegas, NV		Expungement