| 13-01749 | 05/21/2014 | Claimant(s): Louis Saadeh, Louis K. Saadeh Separate Property Trust
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Elyse Whitehead
Arbitrator(s): Philip Aaron Tymon, Carol Ann Jensen, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
|  | $0 |
| 12-02896 | 01/14/2014 | Claimant(s): Dominick McGrath
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): John F. Cockburn, Judith A. Cochrane, Philip Aaron Tymon
Hearing Site: Helena, MT
| | Expungement |
| 10-03787 | 08/30/2013 | Claimant(s): Snow Jaynes, Snow Jaynes IRA, Snow E. Jaynes Living Trust 09/01/1999
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Daniel Shea
Respondent Lawyers(s): Daniel Shea
Arbitrator(s): Carlos Richard Mangum, Philip Aaron Tymon, Fern M. Laethem
Hearing Site: Los Angeles, CA
| | $442,070 |
| 11-00656 | 08/26/2013 | Claimant(s): Joanna George, Randy George
Claimant Lawyers(s): Randy George
Respondent(s): Erinn Ford, Joshua Swayne, Mark McCloskey, Philip Pizelo, Shanon Ford, William Swayne, Pacific West Financial Group Co., Pacific West Securities., WMS Financial Planners Inc.
Respondent Lawyers(s): Dennis J. Kelly
Arbitrator(s): Philip Aaron Tymon, Michael Lancaster Garcia, Robert Hilton Keller
Hearing Site: San Francisco, CA
| | $0 |
| 12-00938 | 08/09/2013 | Claimant(s): Joyashree Guha, Mita Guha, Neela Guha, Tridib Guha
Claimant Lawyers(s): Tridib Guha
Respondent(s): David Taylor, Lucile Weed, Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Joseph M. O'Connor, Philip Aaron Tymon, Sean B. Meehan
Hearing Site: San Francisco, CA
| | Expungement |
| 11-02752 | 04/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Kirwan, Joanne Meninger
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Jarrott T. Miller, Barbara M. Anscher, Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 10-02167 | 05/06/2011 | Claimant(s): Kimon Peter Daifotis
Claimant Lawyers(s): Kendra S. Canape
Respondent(s): Jinni A. Harrigan Trust U/A dtd 4/26/02
Respondent Lawyers(s): Thomas Mauriello
Arbitrator(s): Linda M. McCoy, Philip Aaron Tymon, Janet Marie Krug
Hearing Site: San Francisco, CA
| | Expungement |
| 03-08035 | 02/27/2008 | Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Christina Renee Suh & Cameron Razavi
Respondent Lawyers(s): Christina R. Suh
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $0 |
