| 18-00756 | 10/17/2018 | Claimant(s): Ana Romeu Villanueva
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Sidney J. Wartel
Hearing Site: San Juan, PR
|  | Dismissed by Rule 12206 |
| 18-01757 | 10/10/2018 | Claimant(s): Edgardo Ferrer
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
| | |
| 17-02881 | 09/13/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Frances R. Pesquera Rivera
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | |
| 15-02316 | 08/29/2018 | Claimant(s): Iris Burgos-Rodriguez, Jose Diaz-Burgos, Jose Diaz-Martinez, Nellie Aponte-Flecha
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Joel M. Everest
Arbitrator(s): David Edward Upton, Debra Black Leo, Ronald L. Goss
Hearing Site: San Juan, PR
| | $300,000 |
| 15-01896 | 08/20/2018 | Claimant(s): Alberto Rosario, Alexandra Amador, Angel Morey-Noble, Carlos Caban, Jorge Medina, Jorge Pesquera, Jose Zorrilla, Pedro Martinez Parsi, Warynex Hernandez
Claimant Lawyers(s): Adam M. Nicolazzo, Benjamin Quinones Lebron, Jenice L. Malecki
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis-Gonzalez, Peter Neiman
Arbitrator(s): Jill Pilgrim, Enrique Javier Menocal, Wanda Esteras
Hearing Site: San Juan, PR
| | Expungement |
| 17-03473 | 08/06/2018 | Claimant(s): Clara Fernandez Colorado
Claimant Lawyers(s): Pedro Hernandez Freire
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Sonia Marbarak
Arbitrator(s): Seth L. Finkel, Roberto Olson Cortes, Ricardo Aponte-Parsi
Hearing Site: San Juan, PR
| | |
| 17-03160 | 07/06/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | |
| 18-00159 | 06/28/2018 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linetee Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 14-01056 | 06/28/2018 | Claimant(s): Wilfredo Alvarez
Claimant Lawyers(s): Renato Barrios
Respondent(s): Ibrahim Arce, UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones-Rivera
Arbitrator(s): Jan Glenn Valecka, Edward R. Niederriter, Chris J. Conanan
Hearing Site: San Juan, PR
| | $0 |
| 16-00715 | 06/22/2018 | Claimant(s): Alon Shaked, Elvira Corkidi, Jacobo Bender, Joel Bender, Lorraine Shaked, Raquel Bender, Salmon Abadi, Sara Bender, AC PR Investments LLC, Caribbean Retail Ventures., YY Children LLC, YY Family LLC, The Abadi Corkidi Family Trust, The Fideicomiso Jr Bender - 1, The Shaked Bender Children Trust, The Shaked Bender Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Wes Holston
Arbitrator(s): Ron Pekoe, Don G Miller, John B. Sochacki
Hearing Site: San Juan, PR
| | $4,286,450 |
