| 19-02353 | 02/14/2020 | Claimant(s): Edgardo H. Ferrer
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 19-03009 | 02/14/2020 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
| 19-01429 | 01/30/2020 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 19-02320 | 01/29/2020 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 17-01639 | 01/21/2020 | Claimant(s): Angel Pagan, Windy Pagan, AW Investment Corp.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Scott A. Schweber, Sam Gowin, Randy Jeff Branitsky
Hearing Site: San Juan, PR
|  | $1,820,530 |
| 18-02391 | 11/25/2019 | Claimant(s): Iraida Nigaglioni
Claimant Lawyers(s): Eric Quetglas Jordan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Daniel R. Korb, Roberto C. Quinones
Arbitrator(s): Eric Spencer Buchanan, Robert Stewart Barney, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
| | $215,738 |
| 19-01666 | 11/22/2019 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
| | |
| 19-01784 | 11/20/2019 | Claimant(s): Casto Coll Del Rio
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 19-01656 | 11/18/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 19-00730 | 11/13/2019 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
| | |
