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FINRA Awards for AW Investment Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0163901/21/2020Claimant(s): Angel Pagan, Windy Pagan, AW Investment Corp.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Scott A. Schweber, Sam Gowin, Randy Jeff Branitsky
Hearing Site: San Juan, PR
Checkmark Icon$1,820,530

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