FINRA Awards for W. Preston Martin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-40 out of 70 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00427	10/27/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
20-00915	10/20/2020	Claimant(s): Gregory Achten Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David F. Barrett Hearing Site: Cincinnati, OH
20-00428	10/14/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
20-00757	10/01/2020	Claimant(s): Stanley Ciotoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC
20-00948	09/24/2020	Claimant(s): Montee Sneed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN
20-00823	09/18/2020	Claimant(s): Mark Eidlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY
19-03108	08/24/2020	Claimant(s): Alan Zee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
19-03288	08/13/2020	Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ
19-03478	07/27/2020	Claimant(s): Paul Rutkowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ
20-00789	07/23/2020	Claimant(s): Christopher Battaglia Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Susan Romano Hearing Site: New York, NY