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FINRA Awards for Timothy N. Will

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Displaying 121-130 out of 137 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0119012/02/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Sandstrom
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Michael J. Fish
Hearing Site: Seattle, WA
09-0639310/13/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Wade Cook
Respondent Lawyers(s): Wade Patrick Cook
Arbitrator(s): Thomas D. Reese
Hearing Site: Los Angeles, CA
10-0144709/28/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Day
Respondent Lawyers(s): James Robert Day
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Los Angeles, CA
10-0143208/18/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ian Stowers
Respondent Lawyers(s): Ian Karl Stowers
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
10-0149208/17/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Justin Hensley
Respondent Lawyers(s): Justin M. Hensley
Arbitrator(s): James D. Knotter
Hearing Site: Las Vegas, NV
10-0050308/02/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Timothy Hartman
Respondent Lawyers(s): Timothy Neal Hartman
Arbitrator(s): Lester Friedman
Hearing Site: Reno, NV
09-0214204/30/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Larry Schnaid
Respondent Lawyers(s): Aviv L. Tuchman
Arbitrator(s): Salvatore A. Sciortino
Hearing Site: Los Angeles, CA
09-0174304/23/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Alan Corliss
Respondent Lawyers(s): Jeffrey K. Peck
Arbitrator(s): James J. Moylan
Hearing Site: Denver, CO
08-0432503/18/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scotte Carter
Respondent Lawyers(s): Melanie C. Ross
Arbitrator(s): Larry Edmonson, Annette Gres Shepherd, Russell T. Doe
Hearing Site: Los Angeles, CA
09-0100709/25/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Hodgins
Respondent Lawyers(s): James Paul Hodgins
Arbitrator(s): Robert Bruce MacDonald, George Frederick Garris, Paul Frederick Meyer
Hearing Site: Los Angeles, CA

137 Results

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