| 08-03686 | 04/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Caroline Mellema
Respondent Lawyers(s): David A. Weintraub
Arbitrator(s): Lanny M. Leff
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass
Claimant Lawyers(s): Lori Hartglass
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy
Arbitrator(s): Mark F. Raymond
Hearing Site: Ft. Lauderdale, FL
|  | $50 |
| 08-02906 | 03/24/2009 | Claimant(s): Elizabeth Nolan
Claimant Lawyers(s): Elizabeth Nolan
Respondent(s): William Astrop
Respondent Lawyers(s): William Bowen Astrop
Arbitrator(s): Jerrold Levine
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-02610 | 02/12/2009 | Claimant(s): Dr. Robert B. Richards, Estee L. Richards
Claimant Lawyers(s): Robert B. Richards
Respondent(s): Wachovia Securities, Diego Velasquez
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
| | $425 |
| 08-01583 | 10/31/2008 | Claimant(s): Vincent Berarducci
Claimant Lawyers(s): Vincent J. Berarducci
Respondent(s): Optionshouse.
Respondent Lawyers(s): Lesley Smith
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-00107 | 10/23/2008 | Claimant(s): Harold Wallace Trust
Claimant Lawyers(s): Neil T. Wallace
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jeremy M. Colvin
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | $125 |
| 07-02485 | 09/24/2008 | Claimant(s): Raymond Curtin
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Ned B. Young, Kimberly A. Gilmour, Charles W. Lavender
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-00637 | 08/19/2008 | Claimant(s): Richard Fernandes
Claimant Lawyers(s): Richard S. Fernandes
Respondent(s): Gunnallen Financial
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 07-02321 | 06/30/2008 | Claimant(s): Grace A. Neuner IRA, George G. Neuner and Grace A. Neuner
Claimant Lawyers(s): George G. Neuner
Respondent(s): Alex Ceron, Wachovia Securities
Respondent Lawyers(s): Jeremy M. Colvin, Myles H. Malman
Arbitrator(s): James W. Geiger, Ellen J. Abrams, Andrew F. Greitz
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 07-03208 | 05/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Robert Herskowitz
Respondent Lawyers(s): Robert Herskowitz
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | |
