| 16-00027 | 04/26/2017 | Claimant(s): Richard Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): John J. Flynn, Thomas D. Reese, William J. Petzel
Hearing Site: San Francisco, CA
|  | $27,642 |
| 16-01944 | 03/23/2017 | Claimant(s): Alan Hill
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | $12,721 |
| 16-01803 | 01/30/2017 | Claimant(s): Thomas Souran
Claimant Lawyers(s): Thomas C. Souran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
| | $325 |
| 16-00487 | 01/25/2017 | Claimant(s): James Gordon
Claimant Lawyers(s): James Gordon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Peter M Brabbee, John J. Fitzpatrick, George King
Hearing Site: San Francisco, CA
| | $14,500 |
| 16-01621 | 01/23/2017 | Claimant(s): Fred Laryea, Ina Laryea
Claimant Lawyers(s): Fred W. Laryea
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
| | $2,075 |
| 15-03254 | 10/20/2016 | Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $0 |
| 16-00196 | 08/26/2016 | Claimant(s): Christopher Peters, E*Trade Securities LLC
Claimant Lawyers(s): Meredith F. Hoffman
Respondent(s): Mohammad Yazdi
Respondent Lawyers(s): Mohammad Yazdi
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | Expungement |
| 15-02683 | 08/25/2016 | Claimant(s): MacKenzie Realty Capital.
Claimant Lawyers(s): Antony Buchignani
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William Ziering, Gary S. DeWeese, Javier Chavez
Hearing Site: San Francisco, CA
| | $0 |
| 16-00846 | 08/12/2016 | Claimant(s): Christopher Warswick
Claimant Lawyers(s): Molly J. Henry
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): James B. Eichberg, Gene R. Thornton, Francis Joseph Raucci
Hearing Site: Salt Lake City, UT
| | |
| 16-00179 | 07/12/2016 | Claimant(s): Jacob Gelfand
Claimant Lawyers(s): Jacob Gelfand
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
| | $38 |
