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FINRA Awards for E*Trade Securities LLC

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Displaying 261-270 out of 278 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0026206/17/2008Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0258305/20/2008Claimant(s): Christopher and Yvonne Spain
Claimant Lawyers(s): Yvonne Spain
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Ligi
Hearing Site: Dallas, TX
Checkmark Icon$75
07-0309504/30/2008Claimant(s): Bruno Cimaglia
Claimant Lawyers(s): Bruno Cimaglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Hilda H. Boas
Hearing Site: New York, NY
Checkmark Icon$0
07-0240503/17/2008Claimant(s): Leonard W. Krouner
Claimant Lawyers(s): Leonard W. Krouner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lester G. Stiel
Hearing Site: San Diego, CA
Checkmark Icon$2,475
06-0525503/10/2008Claimant(s): Anthony Guarraci, Gregory Jones
Claimant Lawyers(s): Joseph Alan White
Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading
Respondent Lawyers(s): Robert C. Varnell
Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts
Hearing Site: Atlanta, GA
03-0803502/27/2008Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Christina Renee Suh & Cameron Razavi
Respondent Lawyers(s): Christina R. Suh
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0175202/25/2008Claimant(s): Ray Debarbieris
Claimant Lawyers(s): Ray E. Debarbieris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): W. William Harness
Hearing Site: New Orleans, LA
Checkmark Icon$2,425
07-0209502/19/2008Claimant(s): Stephen S. Francis
Claimant Lawyers(s): Stephen S Francis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
Checkmark Icon$213
07-0210202/12/2008Claimant(s): Donald Storer
Claimant Lawyers(s): Donald Storer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
Checkmark Icon$38
07-0199802/08/2008Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I. Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s):
Hearing Site: Detroit, MI
Checkmark Icon$0

278 Results

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