| 07-02475 | 09/29/2008 | Claimant(s): William Capogrosso
Claimant Lawyers(s): Mario H. Capogroso
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carroll E. Neesemann, Michael P. Golden, Kip C. Lubcke
Hearing Site: New York, NY
|  | $0 |
| 08-00068 | 08/14/2008 | Claimant(s): Shirley Paessler
Claimant Lawyers(s): Shirley Kathleen Paessler
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Herbert Murez
Hearing Site: Las Vegas, NV
| | $0 |
| 07-02940 | 07/25/2008 | Claimant(s): Don Chaifetz
Claimant Lawyers(s): Don Chaifetz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
| | $213 |
| 07-00262 | 06/17/2008 | Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
| 07-02583 | 05/20/2008 | Claimant(s): Christopher and Yvonne Spain
Claimant Lawyers(s): Yvonne Spain
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Ligi
Hearing Site: Dallas, TX
| | $75 |
| 07-03095 | 04/30/2008 | Claimant(s): Bruno Cimaglia
Claimant Lawyers(s): Bruno Cimaglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Hilda H. Boas
Hearing Site: New York, NY
| | $0 |
| 07-02405 | 03/17/2008 | Claimant(s): Leonard W. Krouner
Claimant Lawyers(s): Leonard W. Krouner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lester G. Stiel
Hearing Site: San Diego, CA
| | $2,475 |
| 06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones
Claimant Lawyers(s): Joseph Alan White
Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading
Respondent Lawyers(s): Robert C. Varnell
Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts
Hearing Site: Atlanta, GA
| | |
| 03-08035 | 02/27/2008 | Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Christina Renee Suh & Cameron Razavi
Respondent Lawyers(s): Christina R. Suh
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $0 |
| 07-01752 | 02/25/2008 | Claimant(s): Ray Debarbieris
Claimant Lawyers(s): Ray E. Debarbieris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): W. William Harness
Hearing Site: New Orleans, LA
| | $2,425 |
