| 08-03634 | 04/02/2009 | Claimant(s): Rodney Glover
Claimant Lawyers(s): Rodney J. Glover
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
|  | $25 |
| 08-01574 | 03/20/2009 | Claimant(s): Patricia Turner
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Glenn Graepel, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): John E. Sundeen, Arthur F. Dewsberry, John R. Loss
Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
| 08-03259 | 03/11/2009 | Claimant(s): Boundles Enterprises
Claimant Lawyers(s): Solomon Henner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
| | $0 |
| 08-00991 | 03/02/2009 | Claimant(s): Dianne Saab, Nicholas Saab, American Voice Corp.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Stuart M. Rapee, Sanford M. Naiditch, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00756 | 02/09/2009 | Claimant(s): Khalil Abbasi and David Abbasi
Claimant Lawyers(s): David Abbasi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert H. Putnam, Howard S. Levine, Arthur P. Barry
Hearing Site: Atlanta, GA
| | $0 |
| 08-00863 | 12/17/2008 | Claimant(s): Jerome Albert Trust uad 10/23/1986
Claimant Lawyers(s): John J. Muldoon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter Ordower, Mary A. Duffy, Howard David Goodfriend
Hearing Site: Chicago, IL
| | $12,250 |
| 08-00567 | 11/17/2008 | Claimant(s): Neil Jon Tschetter & Peggy Jane Tschette
Claimant Lawyers(s): Neil Jon Tschetter
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): James B. Eichberg
Hearing Site: Cheyenne, WY
| | $0 |
| 07-03417 | 10/30/2008 | Claimant(s): Brant Kantor, Joel Kantor, Sue & Joe Kantor
Claimant Lawyers(s): Michael Bedell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 08-00107 | 10/23/2008 | Claimant(s): Harold Wallace Trust
Claimant Lawyers(s): Neil T. Wallace
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jeremy M. Colvin
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | $125 |
| 08-00487 | 10/23/2008 | Claimant(s): Mark Christofaro
Claimant Lawyers(s): Pamela E. Berman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Dennis C. Cronin, Michael P. Anciello, Arnold M. Marrow
Hearing Site: Providence, RI
| | $0 |
