| 09-05358 | 08/25/2010 | Claimant(s): Mark Kaufman
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Vfinance Investments
Respondent Lawyers(s): James K. Barbee
Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker
Hearing Site: Boca Raton, FL
| | |
| 07-03633 | 11/25/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): CRL Management
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Joseph L. Bernstein, Lewis J. Levey, Robert Charles Stamm
Hearing Site: Miami, FL
|  | $0 |
| 06-02039 | 02/29/2008 | Claimant(s): David Morrill, Dorothy Jones, Gale Peregrin, Nancy Morrill, William Tierney, Walter Bell and Caroline Bell, Miami Magnet Co. Profit Sharing Plan, The Gale Peregrin Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Joseph L. Bernstein, Marc S. Piven, Louis David Huss
Hearing Site: Boca Raton, FL
| | $142,156 |
| 06-01760 | 02/27/2008 | Claimant(s): Esdras Vera
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Citicorp Financial Services Corp.
Respondent Lawyers(s): Gideon Mark
Arbitrator(s): Joseph L. Bernstein, Seth L. Finkel, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | |
