FINRA Awards for Craig D. Stein

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-27 out of 27 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01259	09/10/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Matthew Tarrance Respondent Lawyers(s): Matthew A. Tarrance Arbitrator(s): George K. Beardsley Hearing Site: Tampa, FL
13-00825	07/19/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Michael Clegg Respondent Lawyers(s): Michael G. Clegg Arbitrator(s): David P. Slater Hearing Site: Orlando, FL
12-03999	05/20/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Evaldo Guillama Respondent Lawyers(s): Carlos H. Gamez Arbitrator(s): Richard S. Zaifert, Kimberly A. Gilmour Hearing Site: Miami, FL
11-03219	01/18/2012	Claimant(s): Thomas Moran Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): J. Burke McCormick Arbitrator(s): Michael S. Hill Hearing Site: Boca Raton, FL
09-02693	10/20/2010	Claimant(s): Steven Weisberg, IRA FBO Steven L. Weisberg SunAmerica Tr, Steven L. Weisberg Rev. Trust Claimant Lawyers(s): Craig D. Stein Respondent(s): Royal Alliance Associates., John Schwartz, Retirement Advisory Services. Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Paul W. Sterman, Michael J. Quarequio, Eugene H. Steele Hearing Site: Boca Raton, FL		$80,000
09-06961	10/15/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Jeffrey Taylor Respondent Lawyers(s): Jeffrey Eugene Taylor Arbitrator(s): George R. Canty Hearing Site: Boca Raton, FL
09-05108	09/29/2010	Claimant(s): Wells Fargo Advisors, fka Wachovia Claimant Lawyers(s): Craig D. Stein Respondent(s): Ivan Pulido Respondent Lawyers(s): David R. Chase Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman Hearing Site: Miami, FL