13-02103 | 11/05/2014 | Claimant(s): Mark Williams Claimant Lawyers(s): Douglas K. Gartenlaub Respondent(s): G. Thornhill Respondent Lawyers(s): Brian F. Mumford Arbitrator(s): A.J. Seier, Theodore Haynes, David Edwin Link Hearing Site: Orlando, FL
| | |
13-00089 | 11/01/2013 | Claimant(s): Kristopher Brownlow, Alison Carpenter, as trustee D. Mason, as trustee M. Mason Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): Retirement Securities., Sterling Enterprises Group. Respondent Lawyers(s): Alyn Towne, Stanley Fishman Arbitrator(s): Constance d'Angelis, Russell W. Merriman, A.J. Seier Hearing Site: Tampa, FL
| | $901,053 |
11-03293 | 06/27/2013 | Claimant(s): The Estate of Marie J. Sliwa, Henry J. Sliwa and Marie J. Sliwa Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Kenneth R. Starr, A.J. Seier, Marilyn K. Dirks Hearing Site: Tampa, FL
| | Expungement |
12-00280 | 05/30/2013 | Claimant(s): Joe Aizpuru Family Trust Claimant Lawyers(s): Scott C. Ilgenfritz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Portera Arbitrator(s): William F. Glaser, John Hughes Verchot, A.J. Seier Hearing Site: Tampa, FL
| | Expungement |
10-01051 | 07/07/2011 | Claimant(s): James D. Adkins, Stephanie L. Adkins Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Wells Fargo Advisors, Ernest Watson, Jeff Tucker Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Warren A. Forest, Robert Finder, A.J. Seier Hearing Site: Orlando, FL
| | $217,928 |
08-01066 | 06/26/2009 | Claimant(s): Claude Jones Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Meredith M. Thompson Arbitrator(s): Beverly S. Gordon, Marshal H. Emerson, A.J. Seier Hearing Site: Tampa, FL
| | $0 |
06-03860 | 04/03/2008 | Claimant(s): Larry Muehlstein, Larry J. Muehlstein IRA Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): George Jackson, Raymond James Financial Services. Respondent Lawyers(s): Erin K. Linehan Arbitrator(s): Linda Fairchild, Joyce Alana Jolley, A.J. Seier Hearing Site: Orlando, FL
| | $0 |