| 11-01093 | 09/13/2011 | Claimant(s): Sheryl Mead
Claimant Lawyers(s): Herbert E. Pounds
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
|  | $0 |
| 10-02284 | 09/06/2011 | Claimant(s): Mitchell Asch
Claimant Lawyers(s): Mitchell Lawrence Asch
Respondent(s): Raymond, James & Associates., Peter Delahunt
Respondent Lawyers(s): Ann M. Hensler
Arbitrator(s): Harvey Barrison, James S. Hazard, Susan Mills Richmond
Hearing Site: New York, NY
| | |
| 11-00514 | 05/26/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Robert Garff
Respondent Lawyers(s): Robert Niel Garff
Arbitrator(s): Nancy Hutt
Hearing Site: San Francisco, CA
| | |
| 09-05994 | 05/23/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Willard White
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Charles T. Dix, William E. Hartsfield, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 10-03054 | 05/23/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Jonathan Valk
Respondent Lawyers(s): Steven M. Frederick
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 09-05795 | 03/01/2011 | Claimant(s): Robert Axel, Wilburn McClure
Claimant Lawyers(s): Robert A. Axel, Willburn F. McClure
Respondent(s): Matthew Lowe, Raymond, James & Associates., Michael Magruder
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Thomas E. Shuck, Suzanne Viau Chamberlain, Mark A. Levy
Hearing Site: Los Angeles, CA
| | $0 |
| 09-07063 | 02/24/2011 | Claimant(s): A. Welch, Patrick Curry
Claimant Lawyers(s): A. Walden Welch
Respondent(s): Jason Seale, Jerome Borzello, Raymond, James & Associates., American Wealth Management.
Respondent Lawyers(s): Erin Linehan, Steven Sherman
Arbitrator(s): Jonathan Holman Hathaway, George T. Fleming, Harvey M. Baraban
Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
| 09-05303 | 12/23/2010 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Steve Nolen
Respondent Lawyers(s): Gary Nolen
Arbitrator(s): Michael F. Fetsch, Tim V. Young, Stephen L. Flint
Hearing Site: Indianapolis, IN
| | |
| 09-02082 | 12/20/2010 | Claimant(s): Donald Hanks
Claimant Lawyers(s): Don F. Hanks
Respondent(s): Betty Saunders, Raymond, James & Associates., Susan Saunders
Respondent Lawyers(s): Kelli Bullington, William W. Deem
Arbitrator(s): Robert W. Schlitt, Maurice M. Feller, Robert S. Anderson
Hearing Site: Orlando, FL
| | $0 |
| 09-05084 | 11/10/2010 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Mark Davis
Respondent Lawyers(s): Richard L. Bolhouse
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
| | |
