Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00633 | 11/01/2021 | Claimant(s): Chukwuemeka Nwasike Claimant Lawyers(s): Chiquita Hall-Jackson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel Mauch Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton Hearing Site: Chicago, IL | ||
| 21-00340 | 10/26/2021 | Claimant(s): Michael Richardson Claimant Lawyers(s): Michael A. Richardson Respondent(s): GTS Securities LLC Respondent Lawyers(s): Daniel Labovitz Arbitrator(s): Thomas Michael Genovese Hearing Site: Chicago, IL |  | $0 |
| 19-03185 | 10/22/2021 | Claimant(s): Bill Rizos Claimant Lawyers(s): Laurence Landsman Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): David E. Morrison Arbitrator(s): Michael S. Matek, Stuart D. Summers, Daniel Baruch Lidawer Hearing Site: Chicago, IL | ||
| 19-02344 | 10/20/2021 | Claimant(s): Mark Berens Claimant Lawyers(s): Brian E. Martin Respondent(s): Morgan Stanley Respondent Lawyers(s): Esther Cho Arbitrator(s): Theresa A Gillerlain, Thomas Michael Genovese, Dianne Marie Onichimowski Hearing Site: Chicago, IL | | $0 |
| 21-01305 | 10/15/2021 | Claimant(s): Joseph Reynolds Claimant Lawyers(s): Joseph Reynolds Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | | $300 |
| 21-00941 | 10/13/2021 | Claimant(s): Alex Rucks Claimant Lawyers(s): Nathan C. Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Sal Presti Hearing Site: Chicago, IL | | $175 |
| 20-04151 | 10/06/2021 | Claimant(s): Paul Gorsuch Claimant Lawyers(s): Michael S. Hill Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Kathleen M. Klein Arbitrator(s): Thomas Michael Genovese Hearing Site: Chicago, IL | | $65,000 |
| 20-02929 | 10/05/2021 | Claimant(s): Thomas Brough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 21-01183 | 10/05/2021 | Claimant(s): Mohammad Naser Claimant Lawyers(s): Nathan C. Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | | $0 |
| 21-01182 | 10/01/2021 | Claimant(s): Rame Doleh Claimant Lawyers(s): Nathan C Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $88 |