FINRA Awards for UBS Financial Services Inc.

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Displaying 191-200 out of 1,564 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02489	07/18/2023	Claimant(s): Dario Suarez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
22-02295	07/18/2023	Claimant(s): Cynthia Farnsworth Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sal Presti Hearing Site: Milwaukee, WI
22-02220	07/18/2023	Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
22-02599	07/11/2023	Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
22-02034	07/06/2023	Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Leslie Flores Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
22-02614	07/03/2023	Claimant(s): Rocio Rivera Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
22-01789	07/03/2023	Claimant(s): Pamela Borders, Pamela Joy Borders Regular Marital Trust Claimant Lawyers(s): Robert W. Pearce Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kendra S. Campe Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Lena Levario Hearing Site: Dallas, TX		$532,846
22-02723	06/28/2023	Claimant(s): Frederick Kort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL
22-01475	06/27/2023	Claimant(s): Thomas Pollock Claimant Lawyers(s): Robert L. Herskovits Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Laurie A. Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
22-02232	06/27/2023	Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR