FINRA Awards for Gary M. Landau

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Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02377	03/11/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Max Jaffee Respondent Lawyers(s): Max Jaffee Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL
09-07225	01/26/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T Roche Respondent(s): Anthony Carpenter Respondent Lawyers(s): Anthony Carpenter Arbitrator(s): Gary M. Landau Hearing Site: Tampa, FL
07-03464	11/25/2008	Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust Claimant Lawyers(s): Peter J. Aldrich Respondent(s): Jack Chublakian, Cantella & Co.. Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King Hearing Site: Boca Raton, FL		$148,105
07-00796	07/17/2008	Claimant(s): John Simon Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker Hearing Site: Boca Raton, FL		Stipulated Award and Expungement
06-04007	08/27/2007	Claimant(s): Capital Growth Financial Claimant Lawyers(s): Delmer C. Gowing Respondent(s): Keith Gerr Respondent Lawyers(s): Keith Gerr Arbitrator(s): Arthur J. Leibell, Gary M. Landau, Walter John Chesney Hearing Site: Boca Raton, FL