Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01040 | 10/10/2013 | Claimant(s): Matthew Garagusi Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jim Geiger, Samuel A. Alward, John Joseph Hentschel, CRE, MAI, FRICS Hearing Site: Baltimore, MD |  | Expungement |
| 12-03229 | 10/07/2013 | Claimant(s): Noel Brown Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): James Bell, James Clark, Worth Financial Group Inc. Respondent Lawyers(s): James W. Clark, James Wiley Bell Arbitrator(s): Arthur H. Geffen, Joann Peters, Joseph Neal Richardson Hearing Site: Dallas, TX | | $30,435 |
| 10-05263 | 02/02/2012 | Claimant(s): Stephen and Diane Levine Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Guardian Investor Services LLC, Park Avenue Securities LLC Respondent Lawyers(s): John C. Kelly Arbitrator(s): Steven Gerard Goerke, Paul W. Sterman, Robert H. Loevin Hearing Site: Boca Raton, FL | | $300,000 |