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FINRA Awards for Steven R. Reininger

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Displaying 11-20 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0238712/07/2016Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Patrick Bray
Respondent Lawyers(s): Patrick Ryan Bray
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
14-0383810/04/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Alejandro Torres
Respondent Lawyers(s): Alejandro Ariel Torres
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
14-0116809/07/2016Claimant(s): EFM Retirement Plan UAD 12/19/11
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): BBVA Securities of Puerto Rico., Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Jaime Rosario
Hearing Site: San Juan, PR
Checkmark IconExpungement
16-0115009/01/2016Claimant(s): Daniel Rosenberg
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich
Hearing Site: Boca Raton, FL
14-0262111/20/2015Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Jorge I. Peirats
Respondent(s): Lourdes Casellas Castillo, Rafael Gonzalez, Gonzalez & Castillo Conjugal Partnership
Respondent Lawyers(s): Carlos Bobonis Gonzalez, Enrique G. Figueroa Llinas
Arbitrator(s): Steven R. Reininger, Harry Dressler, Luz Cenit Deliz-Cruz
Hearing Site: San Juan, PR
15-0104709/09/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Henry Wasserman
Respondent Lawyers(s): Henry Edward Wasserman
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
14-0158308/26/2015Claimant(s): Marta Stiehl, Victor Fernandez Stiehl, Vivianne Garcia-Fernandez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Velez-Santiago
Arbitrator(s): Steven R. Reininger, Edward E. Walton, Dorota J. Trzeciecka
Hearing Site: San Juan, PR
Checkmark IconExpungement
13-0355401/05/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M. Hirsch
Arbitrator(s): Steven R. Reininger, Debra A. Jenks, Renaldy Jose Gutierrez
Hearing Site: Boca Raton, FL
13-0254809/02/2014Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Daniel Ascani
Respondent Lawyers(s): Daniel Leonard Ascani
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
13-0050606/16/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Steven R. Reininger, Kimberly A. Gilmour, Sandra J. Bakalus
Hearing Site: Boca Raton, FL

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