16-00788 | 10/03/2016 | Claimant(s): David Battle Claimant Lawyers(s): David D. Battle Respondent(s): Optionshouse Respondent Lawyers(s): Myra Mormile-Wolper Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
| | $0 |
13-01243 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Edith N. Dinneen, Karl A. Vogeler, Erin Kathleen Linehan Hearing Site: Tampa, FL
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13-00086 | 08/05/2013 | Claimant(s): Jeffrey Kaplan Claimant Lawyers(s): Jeffrey W. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
| | $1,700 |
12-01438 | 11/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Don Boswell Respondent(s): Benjamin Graham Respondent Lawyers(s): Benjamin Graham Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
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10-03082 | 04/20/2012 | Claimant(s): Estate of Joanne Liona Murray Claimant Lawyers(s): Wayne T. Murray Respondent(s): Gary Whittier, Roy Caso, MML Investors Services, Mass Mutual Financial Group Respondent Lawyers(s): William P. Thornton Arbitrator(s): Paul L. Matecki, Charles W. Lavender, Karl A. Vogeler Hearing Site: Tampa, FL
| | $0 |
11-00724 | 03/08/2012 | Claimant(s): Alfred Hoffman Claimant Lawyers(s): Patrick Gaffney Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Oliver J. Janney, Karl A. Vogeler, James Howell Garrison Hearing Site: Tampa, FL
| | $0 |
06-05081 | 04/24/2008 | Claimant(s): David Ossenmacher Claimant Lawyers(s): John R. Kiefner Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Nicholas G. Dukas, Elizabeth A. Townes, Karl A. Vogeler Hearing Site: Tampa, FL
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