| 19-02325 | 03/21/2020 | Claimant(s): David Vigil
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jacksonville, FL
| | |
| 19-01494 | 12/24/2019 | Claimant(s): Tyler Harrelson
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Sagepoint Financial., Cetera Advisors LLC
Respondent Lawyers(s): Benjamin J. Biard, Gregory Curley
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 18-04386 | 10/21/2019 | Claimant(s): Kevin Cox
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 17-03274 | 04/03/2019 | Claimant(s): SEP FBO Jon L. Shebel, Jon L. Shebel & Susan A. Shebel
Claimant Lawyers(s): Charles Carlson
Respondent(s): Barret Schultz, David McNally, Marshall Cassedy, McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Karl A. Vogeler, David A. Constantino, Meeta Alberta Bass
Hearing Site: Jacksonville, FL
|  | Expungement |
| 17-01222 | 11/15/2018 | Claimant(s): Robert Bakst, Silvia Bakst, Silvia Bakst Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Clearing Services, Robert Elkins
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Ronald A. Isackson, Jack A. Helms, Karl A. Vogeler
Hearing Site: Tampa, FL
| | Expungement |
| 15-02445 | 10/24/2018 | Claimant(s): Manuel Diaz
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Karl A. Vogeler, A.J. Seier, Clarence B. Johnson
Hearing Site: San Juan, PR
| | $0 |
| 16-02959 | 02/08/2018 | Claimant(s): Linda Oakley TTE of L.Oakley Living Trst
Claimant Lawyers(s): Michael Hill
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Karl A. Vogeler, Andrew Michael Bonderud, Bobby R Wimberly
Hearing Site: Jacksonville, FL
| | $0 |
| 15-00211 | 10/28/2016 | Claimant(s): Greenall.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): LPL Financial LLC, George Leidel
Respondent Lawyers(s): Joshua A. Katz, Ryan T. Probstfeld
Arbitrator(s): Patricia Gunn, John B. Roe, Karl A. Vogeler
Hearing Site: Tampa, FL
| | Expungement |
| 15-01933 | 10/14/2016 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Jeremy E. Deutsch
Respondent(s): Jonnie Williams
Respondent Lawyers(s): Robert L. Rocke
Arbitrator(s): Patricia Gunn, Thomas J. Patka, Karl A. Vogeler
Hearing Site: Tampa, FL
| | $0 |
| 16-00788 | 10/03/2016 | Claimant(s): David Battle
Claimant Lawyers(s): David D. Battle
Respondent(s): Optionshouse
Respondent Lawyers(s): Myra Mormile-Wolper
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | $0 |
