| 17-01271 | 03/30/2018 | Claimant(s): Michael Helm
Claimant Lawyers(s): Michael S Helm
Respondent(s): Elizabeth Thomas, SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Arocles Aguilar
Hearing Site: Reno, NV
|  | $0 |
| 16-02231 | 12/21/2017 | Claimant(s): Shawn Scheuer
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Morgan Stanley, Steven Anderson
Respondent Lawyers(s): John S. Worden
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Dennis Markham Smith
Hearing Site: Reno, NV
| | $663,898 |
| 16-03579 | 11/14/2017 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller
Arbitrator(s): Kevin C. Coleman
Hearing Site: Reno, NV
| | |
| 16-01107 | 11/18/2016 | Claimant(s): Arlys Dean, Darrel Dean, Darrel A. Dean Revocable Living Trust
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Herbert Liberman, Peter M Brabbee, Kevin C. Coleman
Hearing Site: Reno, NV
| | Dismissed by Rule 12206 |
| 15-01506 | 11/08/2016 | Claimant(s): Barbara Carney, Leroy Carney
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald S. Green, Jonathan H. Krotinger, Philip Aaron Tymon
Hearing Site: Reno, NV
| | $0 |
| 14-02673 | 06/29/2016 | Claimant(s): Terry D. Johnstone, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Norman S. Nayfach, Nancy A. Yonge, Arocles Aguilar
Hearing Site: Reno, NV
| | Expungement |
| 14-01297 | 04/20/2016 | Claimant(s): Robert Ritter
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Amy L. Blaisdell
Arbitrator(s): David M. Seidner, Jonathan H. Krotinger, Paul E. Dahlman
Hearing Site: Reno, NV
| | |
| 14-01437 | 08/18/2015 | Claimant(s): IRA FBO Robert Elizondo
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Steven F. Bus
Arbitrator(s): Paul H. Lamboley
Hearing Site: Reno, NV
| | $78,725 |
| 14-01436 | 08/05/2015 | Claimant(s): James Borelli, Kelly Borelli
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Steven F. Bus
Arbitrator(s): Paul E. Dahlman
Hearing Site: Reno, NV
| | $40,000 |
| 12-00910 | 11/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): James Lewis
Respondent Lawyers(s): Peter A. Cantwell
Arbitrator(s): Herb Schwartz, Mary Margaret Bush, Douglas J. Pavese
Hearing Site: Reno, NV
| | |
